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Volume 41, Issue 1, Pages 72-78 (January 2003)


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Protecting research subjects under the waiver of informed consent for emergency research: Experiences with efforts to inform the community☆☆

Amit Navin Shah, MD, MHSc, Jeremy Sugarman, MD, MPH

Received 18 April 2001; received in revised form 29 January 2002, 15 May 2002 and 1 August 2002; accepted 12 August 2002.

Refers to article:
The legacy of the tuskegee syphilis experiments for emergency exception from informed consent
Terri A. Schmidt
Annals of Emergency Medicine
January 2003 (Vol. 41, Issue 1, Pages 79-81)
Abstract | Full Text | Full-Text PDF (45 KB)

Abstract 

Study objectives: The US Food and Drug Administration (FDA) and Department of Health and Human Services created a method for obtaining a waiver of informed consent to permit research in emergency settings when patients are not competent. One of the requirements to obtain a waiver is public disclosure about the research. We describe approaches used to meet the public disclosure requirement. Methods: We performed a qualitative content analysis of the FDA's repository for mandatory documentation of public disclosure efforts as of November 1999. Data from 4 studies were analyzed: 2 multi-institutional trials involving trauma and 2 smaller trials involving cardiac arrest. These efforts included both 1-way communications, such as announcements, and 2-way communications, such as focus groups and public meetings. Participation in and common concerns expressed during 2-way communications were noted, as was evidence of mechanisms of advance refusal and the collection of quantitative data on public opinion. Results: One-way communications were the predominant method of disclosure. Many 2-way communications were not directed toward lay persons. Those that were often involved fewer than 15 participants. Concerns regarding inability to refuse study participation, racial biases affecting study design and execution, and ambiguity with regard to how community input would be used in study decisionmaking were raised in several 2-way communications. A minority of participating hospitals announced mechanisms of advance refusal or collected quantitative data on public opinion concerning proposed research. Conclusion: Initial experience with obtaining a waiver of informed consent for emergency research suggests that community involvement and specific public concerns should be carefully considered in future applications for such a waiver. [Ann Emerg Med. 2003;41:72-78.]

Duke University School of Medicine and the Departments of Medicine and Philosophy, Duke University Medical Center, Durham, NC.

 Dr. Shah is currently with the Department of Orthopedic Surgery, Boston Medical Center, Boston, MA.

☆☆ Address for reprints: Jeremy Sugarman, MD, MPH, Center for the Study of Medical Ethics and Humanities, 108 Seeley G. Mudd Building (DUMC 3040), Duke University Medical Center, Durham, NC 27710; 919-668-9000, fax 919-668-1789; E-mail sugar001@mc.duke.edu .

PII: S0196-0644(02)84937-X

doi:10.1067/mem.2003.14


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